Brokerage Trade Operations Leader
Job in
Scottsdale, Maricopa County, Arizona, 85261, USA
Listed on 2026-08-05
Listing for:
Vanguard Group
Full Time
position Listed on 2026-08-05
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst -
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Vanguard is seeking the Head of Brokerage Trade Operations to lead Margin, Securities Lending, and Asset Servicing for its retail broker-dealer. This executive role oversees risk management, regulatory compliance, and operational effectiveness across a broad set of high-risk functions with external regulators and counter parties.
The position requires deep experience in securities trading, strong leadership, and the ability to drive performance improvements while collaborating with
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