Associate General Counsel (Financial Services
Listed on 2026-08-10
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Overview
Are you passionate about making a real impact in the home buying journey? At Tri Pointe Solutions, the financial services affiliate of Tri Pointe Homes, we’re redefining what it means to purchase a home. Our dynamic team is driven by innovation, collaboration, and a shared commitment to excellence. We offer a comprehensive suite of services—including mortgage, title, escrow, homeowner’s and title insurance—all integrated under one roof to create a seamless, high-quality lending experience for our borrowers.
If you're ready to be part of a forward-thinking company that’s shaping the future of the industry, apply to join our outstanding team.
Job Details
Position Summary:
Serve as the primary legal advisor to Tri Pointe Connect’s mortgage platform and Tri Pointe’s affiliated financial services operations. This role will provide legal and regulatory guidance across the lifecycle of residential mortgage lending, including origination, secondary marketing activities, and post-closing and interim servicing (through loan sale and transfer) operations, as well as support for Tri Pointe’s affiliated title, escrow, and property and casualty insurance operations.
The position will serve as the lead legal subject matter expert for Tri Pointe’s financial services platform and partner closely with executive leadership and cross-functional teams to interpret and apply federal and state regulatory requirements, structure compliant business initiatives, manage third-party and investor relationships, and support audits, examinations, and enterprise risk management.
This role will provide practical, solution-oriented guidance in a highly regulated, operationally complex environment. This role will also be responsible for supporting strategic growth initiatives and promoting a culture of ethics, transparency, and compliance throughout the organization.
Responsibilities:Mortgage and Consumer Finance Regulatory Advice
Advise Tri Pointe Connect on the application of federal and state mortgage and consumer lending laws and regulations, including:
- Real Estate Settlement Procedures Act (RESPA)
- Truth in Lending Act (TILA) and TILA-RESPA Integrated Disclosures Rule (TRID)
- Equal Credit Opportunity Act (ECOA)
- Fair Credit Reporting Act (FCRA)
- Home Mortgage Disclosure Act (HMDA)
- Dodd-Frank Wall Street Reform and Consumer Protection Act and related CFPB regulations
- Assist with preparation for and respond to supervisory examinations and audits
- Support interactions with regulators and government agencies, including CFPB, FTC, HUD/FHA, VA, USDA, Fannie Mae, and Freddie Mac
- Review, interpret, and draft (as needed) internal policies and procedures to ensure regulatory compliance
- Negotiate, draft, and review vendor and third-party contracts, including technology, servicing, and operational agreements
- Advise on vendor risk management frameworks and regulatory expectations for third-party oversight
- Serve as primary legal advisor to capital and secondary marketing functions, including on legal and regulatory matters associated with loan pricing, lock policies, investor relationships, and capital markets execution
- Support capital markets functions, including pricing, hedging, and execution strategies
- Provide legal guidance on investor requirements, delivery obligations, and loan sale execution and transfer of servicing to investors
- Provide legal and regulatory advice to Tri Pointe Assurance and Tri Pointe Advantage, as needed
- Coordinate with internal litigation counsel and outside counsel on litigation matters and regulatory or consumer complaints, including enforcement actions and investigations
- Assist with responses to borrower complaints, regulatory inquiries, and…
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