Investment Advisory Compliance Analyst; Hybrid
Job in
Scottsdale, Maricopa County, Arizona, 85261, USA
Listed on 2026-08-25
Listing for:
Osaic
Full Time
position Listed on 2026-08-25
Job specializations:
-
Finance & Banking
Job Description & How to Apply Below
Osaic is seeking a Compliance Analyst – IA Oversight in Scottsdale, AZ to support a comprehensive investment advisory compliance program. The role requires collaboration with RIAs and financial planning teams to monitor, test, train, remediate, and report on compliance issues under the direction of the RIA Compliance SVP.
The position is full-time with a minimum four days in-office per week at one of our hubs.
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