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Compliance Analyst - IA Regulations & Onboarding
Job in
Scottsdale, Maricopa County, Arizona, 85261, USA
Listed on 2026-08-26
Listing for:
Jobtailor
Full Time
position Listed on 2026-08-26
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Jobtailor is seeking a compliance professional to respond to inquiries from financial advisors and internal teams on investment advisory compliance matters. You will guide routine questions, support Form ADV Part 2B maintenance, and assist with onboarding and maintaining Investment Advisor Representatives.
The role requires strong communication, analytical thinking, and time management, with FINRA licenses and experience valued but not strictly required.
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