Senior Compliance Officer — Investments & SEC Regulation
Listed on 2026-09-25
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst, Financial Services
Blacklock Group in Arizona is seeking a Compliance Officer to join a hands-on team reporting to the CCO. The role spans wealth management and investment activities, focusing on regulatory compliance, monitoring, and governance.
You will work closely with investment and operations teams to ensure adherence to SEC rules and Advisers Act requirements, including ethics administration and third-party oversight.
This posting is for the Senior Compliance Officer — Investments & SEC Regulation role at Blacklock Group, based in AZ, United States.
This role, Senior Compliance Officer — Investments & SEC Regulation at Blacklock Group, could be your next opportunity.
Are you ready to take on the Senior Compliance Officer — Investments & SEC Regulation role at Blacklock Group?
We would love to welcome a new Senior Compliance Officer — Investments & SEC Regulation to our organisation in AZ, United States.
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