Senior Compliance Officer — Investments & SEC Regulation
Listed on 2026-09-30
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst, Financial Services
Blacklock Group in Arizona is seeking a Compliance Officer to join a hands-on team reporting to the CCO. The role spans wealth management and investment activities, focusing on regulatory compliance, monitoring, and governance.
You will work closely with investment and operations teams to ensure adherence to SEC rules and Advisers Act requirements, including ethics administration and third-party oversight.
This position is for the Senior Compliance Officer — Investments & SEC Regulation role at Blacklock Group.
We would love to welcome a new Senior Compliance Officer — Investments & SEC Regulation to our team in AZ, United States.
For the Senior Compliance Officer — Investments & SEC Regulation position at Blacklock Group, we are reviewing applications now.
Step into the Senior Compliance Officer — Investments & SEC Regulation role at Blacklock Group in AZ, United States and grow with us.
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