Investment Advisory Compliance Analyst; Hybrid
Listed on 2026-10-06
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Finance & Banking
Financial Analyst -
Business
Financial Analyst
Osaic is seeking a Compliance Analyst for IA Administration & Support in Scottsdale. The role collaborates with financial advisors, support staff, and internal partners to manage compliance inquiries and policy administration.
The ideal candidate is organized, detail-oriented, and works well in a team. Responsibilities include handling inquiries, guiding on policies, assisting with Form ADV materials, and supporting IAR onboarding.
We have an opening for a Investment Advisory Compliance Analyst (Hybrid) in Scottsdale, AZ, United States within Legal, Management & Operations.
The position is based in Scottsdale, AZ, United States.
This opportunity is part of our work in Legal, Management & Operations.
The advertised compensation is 65.000 - 69.000.
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
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