Compliance Manager: Risk & Regulatory Programs

A wealth management firm based in Arizona is seeking a Manager, Compliance to ensure adherence to regulatory requirements and maintain an effective compliance program. The role involves monitoring regulatory developments, providing guidance on compliance operations, and supporting enterprise risk management initiatives. The ideal candidate will have 5-7 years of securities compliance experience, a Bachelor's degree, and the ability to work collaboratively while managing multiple priorities.

This position offers a competitive salary within $80,000 - $90,000 annually.
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