Sr. Compliance Auditor

A bit about us:

Sr. Compliance Auditor need for well-established California bank that has been in operation for over 100 years

Why join us?

• Strong benefits (M,D,V, and 401k)
• Profit sharing contribution
• Flexible work environment
• Extra paycheck at Christmas

Job Details

Required Knowledge:

• Banking knowledge
  -Branch Banking Operations, Lending Operations, compliance-related policy and procedures
• Knowledge of risk management principles and practices in banks
• Understanding of IIA standards for the Professional Practice of Internal Auditing, COSO, risk assessment practices, and audit principles
• Sound judgment, integrity and commitment to ethical behavior
• Ability to maintain confidentiality and treat sensitive information with discretion
• Excellent interpersonal and communication skills
• Highly proficient with MS Office products
• Strong analytical skills, logical reasoning and problem-solving skills
• Ability to work independently, with limited direction and guidance
• Detail oriented, accurate, and organized
• Ability to effectively manage multiple projects simultaneously
• Flexible and able to adapt quickly to changing work environments / priorities and tight deadlines
• Strong business acumen in risk and controls

Education and Experience

• BS or BA Degree required, preferred majors in Accounting, Business Administration, Finance, or Economics or equivalent work experience required.
• Five or more years of compliance related experience within a bank compliance/BSA group, a bank internal audit compliance group or regulatory agency required.
• Regional banking experience is strongly preferred.
• Strong working knowledge of both Federal and California State consumer protection and public-interest compliance laws and regulations including Regulation Z, Regulation X, Regulation DD, Regulation E, Flood, Fair Lending, CRA, Privacy as well as BSA/AML/OFAC requirements and applicable commercial compliance laws and regulations.
• Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Information Security Auditor (CISA), or Certified Risk Management Assurance (CRMA) required.
• Experience with audit software is preferred.
• Supervisory experience preferred but not required.
• Data analytics a plus.
• Working knowledge of Audit Board, Jack Henry (Silverlake/Xperience), COGNOS a plus.

Jobot is an Equal Opportunity Employer. We provide an inclusive work environment that celebrates diversity and all qualified candidates receive consideration for employment without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws.

Sometimes Jobot is required to perform background checks with your authorization. Jobot will consider qualified candidates with criminal histories in a manner consistent with any applicable federal, state, or local law regarding criminal backgrounds, including but not limited to the Los Angeles Fair Chance Initiative for Hiring and the San Francisco Fair Chance Ordinance.