Registered Client Associate

Responsibilities

• keep management systems up-to-date with client information
• educate clients on account services and capabilities
• help with the preparation of reports and other materials for client meetings
• collect the right documentation for opening new accounts and service requests
• plan team marketing events and maintain marketing materials
• provide the team with a detailed calendar of activities

Work with the Stumpo Sikorski Wealth Management team at the Seal Beach branch.

• Series 7 and 66 licenses (for registered CSAs only)
• Ideally 3+ years of experience in client service, within the finance sector
• Bachelor degree preferred, focusing on business
• Excellent communicator, with solid interpersonal skills
• Detail oriented (nothing gets past you)
• Proficient in Microsoft Office Suite

Full Time

Seal Beach, California, USA

• United States
  - California
  - Seal Beach min USD 65,000 - max USD 75,000

The expected salary for this role will be determined by relevant factors which may include but are not limited to role-required experience, qualifications, education, location and skill level. UBS offers a range of competitive benefits and variable compensation may be available.

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.