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Regulatory Compliance Specialist Financial Services

Compliance Testing Specialist - Financial Services

Job in Seattle, King County, Washington, 98127, USA
Listing for: SoFi
Full Time position
Listed on 2026-02-24
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services
Salary/Wage Range or Industry Benchmark: 86400 - 162000 USD Yearly USD 86400.00 162000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm is seeking a Compliance Testing Specialist to ensure adherence to broker-dealer regulations. The successful candidate will have 5-8 years of compliance testing experience, strong analytical skills, and the ability to build relationships with compliance officers. This role involves executing compliance testing, documenting findings, and managing remediation of issues. The position offers a competitive salary ranging from $86,400 to $162,000, with additional benefits and bonuses.
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