Financial Solutions Advisor Stage Consumer Investments - Seattle South

Job Description

The primary role of the Financial Solutions Advisor Stage I – Registration Candidate is to acquire the necessary registrations and training to become an FSA Stage I. Primary responsibilities include:

• Provide end‑to‑end comprehensive advice and customized solutions to clients, helping them achieve their financial goals;
• Conduct client reviews/presentations, including a review of investment goals and recommended products such as stocks, bonds, mutual funds, banking and managed money solutions;
• Engage and share value proposition with customers in the lobby;
• Triage client leads and make referrals to appropriate internal service providers based on client needs and asset thresholds;
• Participate in ongoing training and interaction with the Merrill Lynch Wealth Management Complex;
• Bridge between banking and brokerage, therefore the FSA Stage I must have a general awareness of core banking and investment solutions.

• Series 7 & 66 must be obtained within 120 days;
• Series 7 and Series 66 (or 63 & 65 accepted in lieu of 66 if previously held) is required for the FSA Stage I role;
• Communicate effectively;
• Strong computer skills with an ability to multitask in a fast‑paced environment;
• Ability to adapt and seek solutions for clients in a fast‑paced environment.

This position is subject to SAFE Act registration requirements. Pursuant to the SAFE Act requirements, all employees engaged in residential loan mortgage originations must register with the federal registry system and remain in good standing. As the role requires SAFE Act registration, you will be required to register and to submit to the required SAFE Act background check and registration process.

Failure to obtain and/or maintain SAFE Act registration may result in disciplinary action up to and including termination.

High School Diploma / GED / Secondary School or equivalent

1st shift (United States of America)

40

US – WA – Seattle – 1700 7th Ave – 7th And Olive (WA1103)

$28.85 – $33.65 hourly pay, offers to be determined based on experience, education and skill set.

This role is compensated with a base salary and is not incentive eligible. It is currently benefits eligible. We provide industry‑leading benefits, access to paid time off, resources and support to our employees so they can make a genuine impact and contribute to the sustainable growth of our business and the communities we serve.