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Compliance Officer - Client Acceptance & Advisory

Job in Sharjah, UAE/Dubai
Listing for: Capitex
Full Time position
Listed on 2026-05-25
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Salary/Wage Range or Industry Benchmark: 120000 - 200000 AED Yearly AED 120000.00 200000.00 YEAR
Job Description & How to Apply Below

The Compliance Officer – Client Acceptance & Advisory will support customer onboarding and due diligence reviews in line with regulatory requirements.

Key Responsibilities
  • Perform KYC, CDD, and EDD reviews
  • Assess customer risk and supporting documentation
  • Identify and escape high‑risk customers
  • Maintain accurate records and audit trails
  • Support business units during onboarding
Minimum 3 years’ KYC / Client Acceptance experience in UAE banks

with hands‑on involvement in customer onboarding, periodic reviews, refresh activities, and remediation of KYC files across relevant client segments.

Knowledge of UAE AML and onboarding standards

including CDD/EDD requirements, beneficial ownership verification, PEP/sanctions screening expectations, source of funds/wealth considerations, and record‑keeping obligations in line with local regulatory guidance and internal policies.

Strong documentation and analytical skills

with the ability to assess complex customer information, identify gaps or inconsistencies, maintain clear audit trails, and produce well‑structured case notes and recommendations to support approvals and risk‑based decisions.

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