Global Banking & Markets, Operations – Equities Execution Client Operations, Analyst​/ Associate Analyst

OPERATIONS

Equities Execution Services (EES) Client Operations is a middle-office, client-facing team within the Global Banking & Markets Operations division. The team provides strategic operational support for the cash equities business, including single stocks, with a strong focus on risk management, trade lifecycle management, and enhancing the client experience.

Are you looking to join a fast paced team that sits at the nexus between the business and a global department responsible for the creation and submission of non-financial regulatory reporting (e.g., order, trade, position reporting) to regulators? Our Derivative Trade reporting team within Regulatory Operations is seeking a professional who is looking to collaborate with business stakeholders, technology, various Federation teams and non-financial regulatory reporting teams for the implementation of upcoming compliance items and day to day oversight of regulatory reporting requirements.

Operations is a dynamic, multi-faceted division that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. In addition, Operations provides essential risk management and control to preserve and enhance the firm’s assets and its reputation. For every trade agreed, every new product launched or market entered, every transaction completed, it is Operations that develops the processes and controls that makes business flow.

Regulatory Operations has responsibility for position and trade reporting for the Asia Swap Dealer reporting obligations to HKMA , MAS, ASIC ,JFSA & other APAC regulators. The Regulatory Operations team’s mission is to support production of various transaction and position reports within the APAC. The team plays an integral role in ensuring that the Firm meets its regulatory reporting obligations. The Team consists of talented and highly motivated individuals who are extensively involved in the preparation of the mandated reports, as well as the implementation of effective control processes, efficiency initiatives, BCP, and other department initiatives.

• Trade Lifecycle Management:can handle trade allocation, pre-matching, and fails management to ensure successful settlement of client transactions. Can handle crucial part in client onboarding , working with key stakeholders such as Desk/Client integration/ and Middle office teams to ensure a seamless process
• Client Service:Serving as a primary contact for clients regarding trade execution queries and complex transaction requests.
• Risk & Control:Mitigating risk for the firm by ensuring controls are performed timely, maintaining accurate books and records, and ensuring compliance with regulatory requirements
• Process Improvement:Driving automation, enhancing straight-through processing (STP) rates, and increasing the scalability of workflows to support growing business volumes
• Collaboration:Working with sales, trading, technology, and compliance teams to resolve trade issues and develop new products or market entries

• Communication:Exceptional relationship-building skills to interact effectively with both internal and external clients
• Analytical Abilities:Proactive, detail-oriented approach to problem-solving, with a focus on mitigating operational risks
• Efficiency Driven:Experience with, or willingness to drive, automation and workflow improvement

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