Risk Analyst

Fidelity Talent Source is your destination for discovering your next temporary role at Fidelity Investments. We are currently sourcing for a Risk Analyst to work in Smithfield, RI or Westlake, TX!

The duties of the Risk Analyst are to support Enterprise Compliance Management’s Anti‑Money‑Laundering programs and maintain full compliance with the USA PATRIOT Act regulations as stipulated within section 326 of the Customer Identification Program.

The purpose of your role is to support the company's Anti‑Money‑Laundering program and maintain compliance with USA PATRIOT Act regulations. A majority of communications are with internal employees across all lines of business including retail, family office, Institutional Wealth Services, stock plan services, health savings, and correspondent firms directly.

• Bachelor's degree required
• Excellent written and oral communication skills for interacting with internal business units, customers, and correspondents
• Ability to meet time‑sensitive requests along with strong research and information gathering techniques
• Ability to balance multiple cases and prioritize accordingly
• Ability to work effectively both as a teammate and independently
• Ability to learn Fidelity systems including FBSI, FDOT, IRF, XTRAC, CACTUS
• Broad knowledge of the financial services industry strongly preferred

• Understand the USA PATRIOT Act, Section 326 and related regulatory guidance from SEC, FINRA, and FinCEN
• Interact directly with appropriate business liaisons and advance issues to management promptly
• Review incoming Customer Identification Program incidents, perform research for compliance, and minimize risk to the firm
• Communicate compliance requirements to clients, restrict accounts as appropriate, and raise issues to senior team members or management
• Adhere to a strict timeline and compliance schedule to mitigate risk and protect client experience
• Develop and participate in ongoing systems and process improvements; test new system functionality and adapt to policy changes
• Serve as backup for other functional groups as needed

Rhode Island: $25.00–$30.00 per hour. Placement in the range will vary based on job responsibilities, scope, geographic location, candidate’s relevant experience, and other factors.

Fidelity Investments is an equal‑opportunity employer. Fidelity will reasonably accommodate applicants with disabilities who need adjustments to complete the application or interview process.