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Regulatory Compliance Reviewer – Financial Communications
Job in
Smithfield, Providence County, Rhode Island, 02917, USA
Listed on 2026-06-27
Listing for:
Fidelity Investments Inc.
Full Time
position Listed on 2026-06-27
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Fidelity Investments Inc. is seeking a Registered Principal associate in Smithfield, Rhode Island. In this role, you will review outbound communication and ensure compliance with regulations. The ideal candidate will have necessary certifications and be skilled in identifying compliance risks.
The position requires close collaboration with various teams, prioritizing communication and compliance. Excellent communication skills and a strong understanding of applicable laws are essential. The role involves a full-time onsite presence as Fidelity transitions to this working model.
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