Analyst, Finance & Banking, Financial Compliance

Job Description

• Perform control testing in accordance with Internal Control Testing Standards, Front Line Control Testing Program SOP, and documented test procedures.
• Execute Design Effectiveness (DE) and Operating Effectiveness (OE) testing for controls in scope.
• Perform walkthroughs, sample selection, and evidence validation aligned to control frequency and risk.
• Collect, analyze, and validate control documentation and supporting evidence.
• Assess whether controls are designed appropriately to mitigate identified risks.
• Evaluate sufficiency and appropriateness of evidence using inspection, observation, and re‑performance techniques.
• Document test results, issues, and observations in the designated Controls Testing platform.
• Work closely with Business SMEs, Risk, Compliance, and Audit teams.
• Participate in discussions related to regulatory expectations and governance forums.
• Support audit and regulatory inquiries by providing testing artifacts and explanations.

• 5 – 8+ years of experience in Controls Testing, Internal Audit, Risk & Compliance, and SOX / ITGC / Operational Risk environments.

• Strong understanding of Control Design & Operating Effectiveness testing.
• Line of Defense (1
  
  LoD / 2
  
  LoD / 3
  
  LoD) models.
• Regulatory and audit expectations.
• Ability to interpret policies, procedures, and risk/control matrices (RCMs).
• Strong documentation and analytical skills.

• Discretionary Annual Incentive.
• Comprehensive Medical Coverage:
  Medical & Health, Dental & Vision, Disability Planning & Insurance, Pet Insurance Plans.
• Family Support:
  Maternal & Parental Leaves.
• Insurance Options:
  Auto & Home Insurance, Identity Theft Protection.
• Convenience & Professional Growth:
  Commuter Benefits & Certification & Training Reimbursement.
• Time Off:
  Vacation, Time Off, Sick Leave & Holidays.
• Legal & Financial Assistance:
  Legal Assistance, 401K Plan, Performance Bonus, College Fund, Student Loan Refinancing.
• Salary Range: $90,000 - $110,000 a year.

• Bachelor of Computer Science.