Audit Project Manager – CAS Corporate Treasury

• Supervising audit staff in the completion of audit engagements, ensuring the highest quality work delivered timely.
• Supervision includes:
  Assessing work performed by staff by providing coaching notes that are relevant to the scope, accuracy and completeness of work performed.
• Performing sufficient reviews to ensure work contains relevant facts to support audit scope and conclusions and adhere to internal audit policies and procedures.
• Reviewing issues to ensure potential exposures and significance are included, root causes are identified, and operationally effective and cost-effective actions to address those causes are developed into appropriate recommendations.
• Completing or assisting managers in planning audit engagements. Includes identifying and analyzing business processes, key risks and critical controls; interviewing auditees; determining audit scope; evaluating control design adequacy; and developing audit programs which provide sufficient guidance for testing control performance effectiveness and making evaluations which effectively achieve audit objectives.
• Assisting the managers in reporting and wrap-up phases of audits. Includes appropriate disposition of issues and drafting audit reports which include issues.
• Monitoring progress of audit engagements against plan and schedule. Includes making necessary adjustments and promptly completing work paper reviews on a timely basis to ensure all issues are identified and dispositioned prior to report draft issuance.
• Providing on-the-job training for staff. Includes business knowledge of products, services, and delivery systems; company policies and procedures; applicable laws and regulations; and formal/informal control frameworks.
• Collaborating across the three lines of defense regarding business processes, risks, and controls.
• Coordinating audit activities by integrating other internal audit subject matter teams (Information Technology, Compliance, Risk Management, etc.) to ensure appropriate and efficient coverage of the business products, services and processes.
• Managing the team's workload to assist other audit teams when resources are needed for areas of higher risk.
• Performing other duties as requested by management.

• Bachelor's degree, or equivalent work experience
• Typically more than six years of applicable experience
• Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business
• Considerable understanding of the business line’s operations, products/services, systems, and associated risks/controls
• Thorough knowledge of Risk/Compliance/Audit competencies
• Strong analytical, process facilitation and project management skills
• Effective presentation, interpersonal, written and verbal communication skills
• Effective relationship building and negotiation skills
• Proficient computer navigation skills using a variety of software packages, including Microsoft Office applications and word processing, spreadsheets, databases, and presentations
• Applicable professional certifications

Demonstrates extensive experience in supervising audit engagements, ensuring compliance with internal policies and regulations while effectively managing audit teams. Possesses strong analytical and project management skills to evaluate risks and controls, and deliver actionable recommendations.

• Audit Engagement Supervision
• Risk Management
• Analytical Skills
• Project Management
• Effective Communication

• Audit Competencies
• Risk Assessment
• Control Evaluation
• Business Process Analysis
• Audit Program Development
• Issue Disposition
• Root Cause Analysis
• Compliance Knowledge
• Financial Services Regulations
• Regulatory Trends

• Interpersonal Skills
• Relationship Building
• Negotiation Skills
• Presentation Skills
• Process Facilitation

• Applicable Professional Certifications

• Internal Audit
• Financial Services
• Regulatory Compliance
• Operational Effectiveness
• Cost-Effective Actions

• Microsoft Office
• Word Processing Software
• Spreadsheet Software
• Database Software
• Presentation Software