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Hybrid Internal Auditor for Investment Management & Brokerage
Job in
South Naperville Area, Will County, Illinois, 60564, USA
Listed on 2026-08-03
Listing for:
6AM City, LLC
Full Time
position Listed on 2026-08-03
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
6AM City, LLC in Illinois is seeking an Internal Auditor for a 6-12 month contract with a HYBRID work arrangement requiring three days on site. The role will support and collaborate with various business units to conduct internal audits, branch office reviews, and other essential duties as needed.
This position focuses on regulatory compliance audits for the investment management and broker/dealer divisions, aligning with SEC Investment Advisor Rule and FINRA Supervision Rules, among other
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