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Regulatory Operations Analyst; SIE & Series – Hybrid
Job in
Southfield, Oakland County, Michigan, 48076, USA
Listed on 2026-02-28
Listing for:
TEKsystems
Full Time
position Listed on 2026-02-28
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading staffing firm is seeking a Regulatory Operations Specialist in Southfield, MI. This role requires strong analytical skills, a Bachelor’s degree, and 2+ years in financial services with necessary licenses (SIE & Series 99). Responsibilities include ensuring compliance with industry regulations, supporting audits, and contributing to process improvements. Benefits include health coverage, a retirement plan, and paid time off.
Candidates must live within 50 miles of the location and hybrid work is available.
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