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Regulatory Operations Analyst; SIE & Series – Hybrid

Job in Southfield, Oakland County, Michigan, 48076, USA
Listing for: TEKsystems
Full Time position
Listed on 2026-02-28
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
Position: Regulatory Operations Analyst (SIE & Series 99) – Hybrid
A leading staffing firm is seeking a Regulatory Operations Specialist in Southfield, MI. This role requires strong analytical skills, a Bachelor’s degree, and 2+ years in financial services with necessary licenses (SIE & Series 99). Responsibilities include ensuring compliance with industry regulations, supporting audits, and contributing to process improvements. Benefits include health coverage, a retirement plan, and paid time off.

Candidates must live within 50 miles of the location and hybrid work is available.
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