Fund & Advisory Compliance Lead — Strategic Oversight
Job in
Southlake, Tarrant County, Texas, 76092, USA
Listed on 2026-06-01
Listing for:
Charles Schwab
Full Time
position Listed on 2026-06-01
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services, Financial Compliance
Job Description & How to Apply Below
Charles Schwab is looking for a Compliance professional to join their team in Southlake, Texas. In this individual contributor role, you'll assist with compliance monitoring, policy updates, and regulatory filings for investment advisory services. The ideal candidate has over 5 years of experience in compliance and risk management within wealth management.
Schwab fosters a culture of growth, offering a hybrid work environment and competitive benefits including a 401(k) plan, paid time off, and tuition reimbursement. Join us in shaping the finance industry!
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