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Securities Compliance Auditor – Regulatory Investigator

Job in Springfield, Sangamon County, Illinois, 62777, USA
Listing for: Illinois-Secretary-of-Stat
Full Time position
Listed on 2026-07-08
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Reporting, Financial Compliance, Auditor Accountant
Salary/Wage Range or Industry Benchmark: 4695 - 8304 USD Monthly USD 4695.00 8304.00 MONTH
Job Description & How to Apply Below
Position: Securities Compliance Auditor I – Regulatory Investigator

The Illinois Secretary of State is looking for a Securities Enforcement Auditor I to perform financial and regulatory compliance examinations for securities dealers and investment advisers in Springfield, IL. The role involves conducting investigations, analyzing financial records, and preparing reports of findings.

Applicants should have a four-year degree in accounting or a related field and at least one year of relevant experience. Extensive travel within the state is required. This position offers a salary range of $4,695 to $8,304 monthly based on experience.

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