Treasury Compliance Analyst

Responsibilities

• Serve as an independent compliance and risk oversight function for Treasury operations.
• Assess the design and effectiveness of Treasury controls to ensure compliance with internal policies, regulatory requirements, and industry standards.
• Develop, maintain, and execute Treasury risk assessments and control reviews.
• Identify, assess, and elevate compliance, regulatory, operational, and reputational risks.
• Monitor adherence to Treasury policies, procedures, and governance requirements.
• Support compliance reporting and management reporting activities.
• Promote a culture of compliance, accountability, and continuous improvement throughout the organization.
• Perform periodic user entitlement reviews for all banking platforms and financial institution relationships.
• Process user access setup, modifications, and terminations in accordance with established controls and approval requirements.
• Conduct authorized signer reviews and maintain signer governance documentation.
• Review fraud prevention services and banking controls to ensure ongoing effectiveness.
• Evaluate Treasury processes and recommend enhancements to strengthen controls and mitigate risk.
• Stay informed of banking system changes, regulatory developments, emerging risks, and industry trends impacting Treasury operations.
• Manage and respond to inquiries received through the Treasury Compliance mailbox.
• Process and monitor statutory deposit activities to ensure regulatory compliance.
• Perform positive pay exception reviews and ensure timely resolution of exceptions.
• Complete check copy requests and maintain appropriate supporting documentation.
• Process affidavits and related banking documentation in accordance with policy requirements.
• Prepare, analyze, and distribute compliance and risk‑related reports.
• Maintain accurate records and documentation supporting Treasury compliance activities.
• Identify opportunities to improve Treasury processes, controls, reporting, and operational efficiencies.
• Support implementation of new systems, banking services, and process changes by assessing associated risks and control requirements.
• Assist with remediation efforts related to audit findings, compliance reviews, and control gaps.
• Participate in special projects and initiatives that strengthen Treasury governance and risk management practices.

• 3+ years of experience in Treasury, Compliance, Risk Management, Banking Operations, Internal Controls, Audit, or a related financial services function.
• Experience performing control assessments, compliance reviews, risk assessments, or Treasury operations activities.
• Knowledge of banking platforms, cash management services, fraud prevention tools, and Treasury controls.
• Bachelor’s degree in Finance, Accounting, Business Administration, Risk Management, or Economics.
• Demonstrated experience providing customer‑driven solutions, support, or service.
• Demonstrated experience in implementing compliance and risk control programs, including tracking, analyzing, reporting, and problem solving.
• Solid knowledge and understanding of accounts payable, accounts receivable, and treasury operations.
• Solid knowledge and understanding of Model Audit Rule (MAR) guidance.
• Solid knowledge and understanding of Payment Card Industry (PCI) standards and NACHA.
• Solid knowledge and understanding of audit standards and practices.
• Demonstrated experience using MS Office to create workflows or reporting systems.

• Compliance Reviews
• Risk Assessments
• Control Assessments
• Treasury Operations
• Fraud Prevention Tools
• Banking Platforms
• Internal Controls
• Audit Standards
• Accounts Payable
• Accounts Receivable

• Customer‑Driven Solutions
• Problem Solving
• Communication
• Collaboration
• Accountability