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Chief Compliance Architect - Hybrid RIA/BD
Job in
Springfield, Greene County, Missouri, 65897, USA
Listed on 2026-02-12
Listing for:
Global Recruiters of Mid-Cities (GRN)
Full Time
position Listed on 2026-02-12
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading recruiting firm seeks a Chief Compliance Officer responsible for managing compliance across both RIA and broker-dealer channels. The role includes liaising with regulators and overseeing the compliance program's development and implementation. Ideal candidates have 7–10+ years of relevant experience, particularly in hybrid RIA environments, and a strong understanding of compliance regulations. This position offers a dynamic work environment focusing on risk management and fiduciary obligations.
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