Brokerage Compliance & Client Resolution Specialist
Job in
Springfield, Greene County, Missouri, 65897, USA
Listed on 2026-06-16
Listing for:
Mindlance
Full Time
position Listed on 2026-06-16
Job specializations:
-
Finance & Banking
Financial Services, Risk Manager/Analyst, Regulatory Compliance Specialist
Job Description & How to Apply Below
Mindlance in St Louis, MO, is seeking professionals with expertise in brokerage operations and complaint resolution to join a fast-paced financial services team. Responsibilities include managing escalated complaints, resolving client issues, and ensuring compliance with FINRA regulations.
The ideal candidate holds an active FINRA Series 7 License and possesses strong analytical, communication, and problem-solving skills. This hybrid role offers flexibility and the possibility of extension or conversion.
#J-18808-LjbffrTo View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×