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Senior Compliance & Regulatory Lead
Job in
Stamford, Fairfield County, Connecticut, 06925, USA
Listed on 2026-08-22
Listing for:
ARGA Investment Management, LP
Full Time
position Listed on 2026-08-22
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
ARGA Investment Management, LP, an independent investment management firm with offices in Stamford, CT, seeks a motivated compliance professional to join the Stamford office. The role focuses on enforcing policies and procedures to ensure SEC and other legal obligations are met, with hands-on involvement in daily compliance tasks.
The successful candidate will develop, draft and maintain policies, deliver training, conduct periodic reviews, and coordinate with stakeholders to support firm
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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