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Compliance Analyst, Finance & Banking
Job in
Stamford, Fairfield County, Connecticut, 06925, USA
Listed on 2026-03-08
Listing for:
JW Michaels & Co.
Full Time
position Listed on 2026-03-08
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
Highly regarded global investment management firm is seeking a Compliance Analyst to join their dynamic team.
Strong experience with investment and trading activities and conducting
pre- and post-trade surveillance. This dynamic team will provide mentorship, a growth path, and the opportunity for a long-term career with an amazing firm.
What you’ll do- Conduct the firm’s annual compliance audit, and coordinate with internal Compliance colleagues
- Develop and maintain a library of exchange rules and regulatory enforcement actions
- Review and update certain compliance and trading policies
- Bachelor's degree from an accredited college or university
- GPA 3.0 or greater
- Exceptional attention to detail, strong organizational skills, and a structured, process-driven approach, with the ability to work independently or collaboratively
- Ability to manage and prioritize multiple tasks and see each task to completion
- Exceptional reading and writing skills, as well as outstanding communication and interpersonal skills
- Commitment to the highest ethical standards
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