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Compliance & Marketing Review Associate
Job in
Stamford, Fairfield County, Connecticut, 06925, USA
Listed on 2026-08-04
Listing for:
NewEdge Capital Group LLC
Full Time
position Listed on 2026-08-04
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
New Edge Wealth, a division of New Edge Capital Group, LLC, seeks a detail-oriented Compliance Associate to support the firm’s investment adviser compliance program, focusing on marketing review, annual compliance testing, and Form ADV maintenance.
The role collaborates with Compliance, advisors, and marketing staff to ensure client communications, disclosures, and firm policies meet SEC standards for a registered adviser serving UHNW clients.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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