SMA & ETF Trading Associate - Options Strategies

job description summary

northcoast asset management is looking for a sma & etf trading associate - option strategies to join our team in our stamford, ct office in a trade execution role. Responsibilities include building, executing and allocating trades across 7,000+ client accounts, researching and resolving trade and position breaks with executing brokers, reviewing client specific restrictions, maintaining trade execution data for tca analysis and compiling and maintaining all performance results for composites.

In addition, the candidate will be required to maintain and develop automation processes for the operations and trading teams using visual basic and/or python. The candidate will also cross train with the operations group where he/she will reconcile client’s portfolio data, research and resolve any cash related inquiries and resolve failing transactions with custodians and counter parties. This position requires a presence in the stamford office five days a week.

primary responsibilities

• building, executing and allocating trades across 7,000+ client accounts
• researching and resolving trade and position breaks with executing brokers
• reviewing client specific restrictions
• maintaining trade execution data for tca analysis and compiling and maintaining all performance results for composites
• maintain and develop automation processes for the operations and trading teams using visual basic and/or python
• reconciling client’s portfolio data, researching and resolving any cash related inquiries and resolving failing transactions with custodians and counter parties

qualifications

• bachelor’s degree
• 2+ years of relevant experience
• ability to handwrite 200+ lines of code in python
• a positive attitude and high energy level
• experience managing investment strategies offered in a publicly traded etf format, alongside separately managed account strategies, is strongly preferred
• high attention to detail
• ability to multitask in a fast-paced and sometimes stressful environment
• intermediary + knowledge of microsoft products especially excel
• proactive communication and follow-up
• knowledge of ss&c technologies
• gwp, visual basic and python is a plus, but we are willing to train

this position is an exempt position.

the annualized base pay range for this role is expected to be between $115,000–$130,000 base salary compensation range. Actual base pay may vary based on factors including, but not limited to, experience, subject matter expertise, geographic location where work will be performed, and the applicant’s skill set. The base pay is just one component of the total compensation package. Other rewards may include an annual cash bonus and a comprehensive benefits package, including but not limited to medical, dental, vision, life insurance, and 401(k).

northcoast asset management is a data-driven investment firm specializing in dynamic, risk-managed equity and income strategies for high-net-worth investors and financial advisors. With more than two decades of applied research and market experience, the firm combines macroeconomic analysis, quantitative modeling, and disciplined risk controls to actively navigate evolving market environments. The firm is headquartered in stamford, connecticut and operates as a part of the focus network.

Learn more at northcoast asset management or follow the company on linkedin.

focus is a leading financial services firm comprised of integrated wealth management, family office, and business management services. Blending deep expertise and expansive resources with a boutique, client-first fiduciary philosophy, focus helps individuals, families, and institutions navigate complex financial situations with highly personalized solutions tailored to their unique needs. To learn more about focus, visit  or follow the company on linkedin.

focus is an equal opportunity employer and bases its employment decisions on the employee or candidate’s skillset, and without regard to an employee or candidate’s race, color, religion, sex (including pregnancy), gender identity, sexual orientation, national origin, age, disability, genetic information, veteran status, or any other…