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Vice President, Assistant General Counsel
Job in
Syosset, Nassau County, New York, 11791, USA
Listed on 2026-07-15
Listing for:
CardWorks Financial Group
Full Time
position Listed on 2026-07-15
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist, Financial Law
Job Description & How to Apply Below
What We Do Card Works Financial Group is a diversified financial services platform building ethical solutions across credit, lending, and the full customer lifecycle. Through our family of companies, Card Works Financial Group tackles the complex challenges that larger financial institutions leave behind. We’re embedded throughout the credit card ecosystem as a lender, servicer, and merchant acquirer.
Who We Are Merrick Bank:
The bank that builds
CardWorks Servicing:
One partner, total performance
Carson Smithfield:
Resolution with respect
With nearly 40 years of operating history, our track record is solid: disciplined in downturns and built to accelerate in recovery. The Card Works Financial Group companies take precise approach in complex markets, as a top three non-prime focused general purpose card issuer and a top fifteen U.S. merchant acquirer.
Our team tackles the industry’s most complex credit and payment challenges. And we believe that excellent work starts with a team that feels supported, respected, and empowered to grow.
Card Works Servicing, LLC provides end-to end operational servicing functions for credit cards, secured cards, and installment loans. We service consumer and small business loans across the credit spectrum and offers backup servicing and due diligence services to capital providers and trustees.
Founded in 1997, Merrick Bank is an FDIC-insured financial institution headquartered in South Jordan, Utah, with over $10 billion in assets. A wholly owned subsidiary of Card Works Financial Group, Merrick Bank serves roughly five million card members and more than 100,000 merchant customers, offering credit cards, recreational loans, deposit accounts, merchant services and bank sponsor ships to consumers and businesses.
Carson Smithfield, LLC provides a variety of post-charge-off debt recovery services, including digital self-service, IVR, live agent, and external agency management.
Position Summary The VP, Assistant General Counsel in the Legal Organizational Area is responsible for providing legal advice on behalf of Card Works Financial Group, Inc. and its subsidiaries, with expertise focused in the areas of corporate and securities laws, corporate secretarial functions, and related transactions. Reporting directly to the General Counsel and Corporate Secretary, the qualified candidate will act as in-house counsel for corporate and securities matters.
This robust and highly accountable role will perform the following:
Essential Functions Provide strategic legal guidance in support of the company’s business objectives, partnering closely with senior leadership and cross-functional stakeholders.
Directly support the corporate secretarial function, including preparation of notices, agendas, consents, minutes and other materials for board of directors, committee and shareholder meetings.
Advise on matters of board governance, U.S. securities laws, compliance with regulatory requirements, drafting and editing company filings.
Drive and oversee significant work streams related to the creation, maintenance and dissolution of affiliated entities, including periodic reporting and compliance audits.
Engagement with senior executives and board members as required.
Drive and oversee significant work streams related to various strategic and financial transactions and related due diligence, including M&A activity, equity transactions and the like.
Advise on new and proposed securities law and corporate governance developments, best practices and trends.
Other legal work as directed by the General Counsel/Corporate Secretary
Education and Experience Juris Doctorate from an accredited law school and a license in good standing to practice law in New York.
5+ years of legal experience, with significant corporate and U.S. securities law expertise working in a leading law firm and/or in-house legal department.
Proven track record in preparing governance documentation and private/public company filings, while advising on compliance with securities reporting requirements and applicable exemptions.
Strong corporate…
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