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Senior Manager of Operations Control
Job in
Syracuse, Onondaga County, New York, 13235, USA
Listed on 2026-03-05
Listing for:
Virtual Vocations Inc
Full Time
position Listed on 2026-03-05
Job specializations:
-
Management
Risk Manager/Analyst, Operations Manager
Job Description & How to Apply Below
Key Responsibilities Design, implement, and maintain the Ops Control framework across back-office operations Oversee operational reviews and ensure compliance with regulatory requirements Conduct thematic reviews to identify control weaknesses and partner with leadership for improvements Qualifications 7+ years of experience in clearing broker-dealer back-office operations or related control functions Prior leadership experience in Ops Control or Clearing Operations Hands-on knowledge of relevant regulatory rules and practices Experience supporting FINRA and SEC examinations Ability to operate independently in a fast-paced environment
Position Requirements
10+ Years
work experience
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