Branch Controls & Compliance Lead
Job in
City of Syracuse, Syracuse, Onondaga County, New York, 13201, USA
Listed on 2026-08-25
Listing for:
Equitable
Full Time
position Listed on 2026-08-25
Job specializations:
-
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Equitable in Syracuse, NY is seeking a Branch Controls Manager to strengthen internal controls and regulatory compliance across the branch network. You will collaborate with leadership, assess risks, document processes, and implement control improvements while guiding associates on policy adherence.
You’ll lead reviews of suitability docs, OBAs, G&E, and regulatory filings, perform quarterly risk analyses, and help train sales teams. Hybrid schedule requires 2–3 days on-site.
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