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Risk Manager/Analyst Regulatory Compliance Specialist

Regional Risk Leader: Regulatory & Supervisory Oversight

Job in Tacoma, Pierce County, Washington, 98417, USA
Listing for: 00015 Ameriprise Financial Services, LLC.
Full Time position
Listed on 2026-03-01
Job specializations:
  • Management
    Risk Manager/Analyst, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 100000 - 158200 USD Yearly USD 100000.00 158200.00 YEAR
Job Description & How to Apply Below
A diversified financial services leader seeks a risk-based supervisor in Tacoma, WA. The role involves oversight, training Field Registered Principals, and advising leadership on supervisory trends. Candidates should have extensive financial services knowledge, effective communication skills and the ability to manage multiple tasks. Salary ranges from $100,000 to $158,200 annually, with additional bonuses and benefits. The position is full time and exempt, working within the AAG Ameriprise Advisor Group.
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