Registered Client Service Associate

Responsibilities

• Assist Financial Advisors in servicing clients
• Receive and place orders as directed from Financial Advisor
• Process corporate actions where a license is warranted
• Schedule and confirm client appointments, enter data in Sales Force
• Manage the financial advisor's calendar to maximize productivity
• Maximize sales opportunities by contacting potential clients
• Provide operational guidance to Financial Advisors
• Ensure new business paperwork is accurately submitted
• Mitigate risk through appropriate authentication standards
• Maintain a professional environment

• Bachelor's degree or equivalent experience
• Experience in the securities industry and/or a sales assistant role
• Knowledge of securities markets and brokerage accounts
• Knowledge of the features and attributes of annuity products
• FINRA SIE, FINRA Series 7 and Series 66 licenses
• Exceptional telephone skills
• Effective time management skills
• Ability to communicate effectively and professionally
• Ability to evaluate, assimilate and utilize detailed information
• Ability to work in a self-directed fashion
• Demonstrated proficiency in Microsoft Office software products