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Regulatory Compliance Specialist Chief Financial Officer (CFO)

Chief Compliance Officer - Hybrid RIA​/BD Leader

Job in Tampa, Hillsborough County, Florida, 33646, USA
Listing for: Florida Financial Advisors
Full Time position
Listed on 2026-08-22
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Chief Financial Officer (CFO)
  • Management
    Regulatory Compliance Specialist, Chief Financial Officer (CFO)
Salary/Wage Range or Industry Benchmark: 150000 - 230000 USD Yearly USD 150000.00 230000.00 YEAR
Job Description & How to Apply Below
A fast-growing financial services firm is seeking a Chief Compliance Officer (CCO) to manage compliance functions for its RIA and Broker-Dealer operations. The ideal candidate will have strong leadership, communication, and organizational skills, along with required licenses and a bachelor's degree in Finance or related field. The CCO will oversee compliance with regulatory standards and lead the culture of ethical conduct within the organization.
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