AVP, Digital Enablement

Where Ambition Meets Innovation

Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.

Where Ambition Meets Innovation

Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.

• Serves as a senior analytical contributor and emerging leader within the Digital Enablement Supervision team, responsible for managing a complex and strategically significant portfolio of supervisory AI models across their full lifecycle – from deployment through ongoing governance, enhancement, and, where warranted, retirement.
• Operates as a subject-matter authority on model performance, change management, and governance execution – bridging the gap between technical model capabilities and practical supervisory outcomes, and supporting the VP in translating the firm’s AI strategy into well-governed, high-performing model operations.
• Leads and mentors Model Managers, providing day-to-day guidance, quality assurance on analytical work product, and developmental coaching – serving as the connective layer between the analyst team and the VP.
• Brings a proactive, ownership-oriented mindset to model quality and governance – independently identifying issues, designing solutions, and driving execution without requiring close direction from the VP on routine matters.

• Pipeline & Lifecycle

• Provide structured, evidence-based pipeline recommendations to the VP – identifying emerging model development needs, sequencing considerations, and retirement candidates based on performance trends, regulatory shifts, and evolving supervisory task requirements.
• Assess models against changing business needs and regulatory requirements, recommending retirement or replacement when continued deployment is no longer warranted or cost-effective.
• Contribute to the curation and grooming of the AI model development pipeline, offering analytical perspective on prioritization, resource requirements, and anticipated supervisory impact.

• Maintain examination-ready governance documentation for all assigned models – ensuring version histories, change logs, validation records, risk assessments, and performance scorecards are complete, current, and audit-navigable at all times.
• Prepare and present model performance reports, scorecards, and pipeline status updates for VP review, clearly communicating trends, risks, and recommended actions in a polished, executive-ready format.
• Participate in governance forums and cross-functional working groups, representing the model management function and contributing to broader AI governance and supervisory transformation discussions.

We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness
, act with integrity
, and are driven to help our clients succeed
. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.

• 5+ years of experience in financial services with meaningful exposure to supervision, compliance, model risk management, or regulatory operations.
• Bachelor’s degree in Business, Finance, Data Analytics, or a related field required.
• Experience supporting or managing analytical or AI model life cycles within a financial services or similarly regulated environment – including monitoring validation and change management activities.
• Working knowledge of FINRA, SEC, and NASAA regulatory frameworks as they relate to supervisory obligations and first-line control environments.
• Experience collaborating across compliance,…