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Regulatory Reporting AVP - Capital & Regulatory Reporting

Job in Tempe, Maricopa County, Arizona, 85285, USA
Listing for: CFA Institute
Full Time position
Listed on 2026-06-01
Job specializations:
  • Finance & Banking
    Financial Reporting, Financial Compliance, Risk Manager/Analyst, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 87000 - 147000 USD Yearly USD 87000.00 147000.00 YEAR
Job Description & How to Apply Below

Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.

The Assistant Vice President (AVP), Capital & Regulatory Reporting is responsible for supporting the preparation, review, and governance of applicable U.S. and international regulatory capital and related regulatory reports for the firm. This role focuses on ensuring accuracy, consistency, and regulatory compliance across capital calculations, schedules, and disclosures, while partnering closely with Finance, Risk, Technology, and Data teams to strengthen the firm's regulatory reporting framework.

The AVP plays a key role in change management, issue remediation, and process enhancement related to capital and regulatory reporting requirements.

Major Responsibilities:

Regulatory Capital & Reporting Execution & Developments

  • Support the end-to-end production and review of capital and regulatory reports, including Basel III capital schedules, ensuring timely and accurate reports.
  • Ensure timely and accurate submission of reports in accordance with regulatory deadlines and internal control standards.
  • Perform detailed variance analysis, reconciliations, and reasonableness checks on capital ratios, risk-weighted assets (RWA), and key regulatory balances.
  • Maintaining alignment between regulatory capital reporting, financial reporting, and risk management data sources.
  • Monitor regulatory developments and proposals impacting capital and regulatory reporting; assist in translating requirements into reporting, data, and process changes.
Change Management, Process Improvement
  • Participate in user acceptance testing (UAT) and validation of system or data changes affecting regulatory and capital reporting outputs.
  • Support enhancements to regulatory reporting systems and tools (e.g., Axiom platforms), including data sourcing, calculation logic, and reporting workflows.
  • Contribute to process improvement and automation initiatives aimed at improving efficiency, transparency, and sustainability of capital and regulatory reporting processes.
Controls, Governance & Issue Management
  • Support the design, execution, and enhancement of controls over capital and regulatory reporting, including reconciliations, variance thresholds, and documentation standards.
  • Partner with Technology, Data Governance, and Chief Data Office teams to support data quality, lineage, and control initiatives related to capital and regulatory reporting.
  • Assist in the identification, escalation, and remediation of issues, including audit findings, self-identified issues, and reporting errors, ensuring timely resolution and appropriate root cause analysis.
  • Maintain procedures, process documentation, and control narratives to support audit readiness, regulatory examinations, and internal governance expectations.
  • Support internal and external audits and regulatory examinations by preparing analyses, documentation, and responses to inquiries related to capital and regulatory reporting.
Qualifications:
  • Approximately 4-6 years of experience in regulatory reporting, capital reporting, finance, or risk functions within a banking or financial services environment.
  • Foundational understanding of U.S. regulatory capital frameworks and reporting requirements (e.g., Basel III, FR Y-9C capital schedules).
  • Strong analytical skills with large data sets and experience performing reconciliations, variance analysis, and data investigations.
  • Familiarity with regulatory reporting and data tools such as Axiom SL, Excel, and related reporting or data analysis technologies. (e.g. Tableau, Power BI)
  • Detail-oriented, highly organized, and able to manage multiple priorities in a deadline-driven environment.
  • Strong written and verbal communication skills, with the ability to collaborate effectively across functions and escalate issues appropriately.
Education:
  • Bachelor's degree in Accounting, Finance, Economics, or a related field; advanced degree, CPA, or CFA preferred.
The above statements are intended to describe the general nature and level of the work being performed. They are not intended to be construed as an exhaustive list of all…
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