Reporting, Associate​/Assistant Vice President

Enterprise Reporting & Analytics, Assistant Vice President

The Enterprise Reporting & Analytics (ERA) Assistant Vice President reports to the Regulatory Reporting Manager and is responsible for the timely and accurate preparation and filing of various financial regulatory reports, in compliance with all legal and regulatory requirements, company policies and procedures, and generally accepted accounting principles (GAAP), in the centralized ERA regulatory reporting function.

The Assistant Vice President will assist in researching impact of new products, regulatory pronouncements and other changes on the report production. This position will also be required to research and monitor financial data to ensure data integrity.

This AVP will be responsible for building reporting end-to-end process and monitoring data analytics using MS suite of tools including power platform tools, AI tools (GPT, Claude..), and ensure governance compliance on all responsibilities

Major Responsibilities:

• Regulatory Report Preparation & Analysis (60%)
• Prepare, review, and submit assigned U.S. financial regulatory reports in accordance with applicable regulatory instructions, reporting calendars, and internal control standards. Reports include, but are not limited to, FR Y‑7Q, FRY-7N,FFIEC 009 Country Exposure Report, Treasury International Capital (TIC) reports, Head Office exposure reporting, and U.S. Census Bureau surveys.
• Ensure regulatory filings are accurate, complete, timely, and fully supported by appropriate documentation, reconciliations, and analytical review.
• Independently perform variance analysis and fluctuation investigations across reporting periods, legal entities, and regulatory forms, identifying root causes for material movements or anomalies.
• Research and resolve data discrepancies across source systems, general ledger, sub‑ledgers, risk systems, and upstream data feeds, coordinating with Finance, Risk, and Technology partners as needed.
• Recommend and implement procedural improvements, documentation enhancements, and control refinements to strengthen report production processes and reduce operational risk.
• Maintain detailed process documentation, assumptions, and supporting work papers to ensure auditability, transparency, and knowledge continuity.
• Regulatory Research, Controls, Automation, Analytics & Continuous Improvement (30%)
• Assist in researching and interpreting new and revised regulatory pronouncements, reporting instructions, supervisory guidance, and accounting standards impacting regulatory reporting requirements.
• Support the assessment of regulatory changes on existing reports, data sourcing, and calculation methodologies, including identifying implementation gaps and dependencies.
• Contributes to the ongoing enhancement of the regulatory reporting control framework, including the design and execution of robust analytical procedures, reconciliations, and detective controls.
• Build analytics and visuals to monitor status or reports, data sources and overall process end to end using the latest company approved data analytics and AI tools.
• Participate in periodic control testing, issue remediation, and process reviews to ensure continued compliance with regulatory expectations and internal policies.
• Assist with the development and maintenance of policies, procedures, and desk‑level documentation supporting regulatory reporting governance and sustainability.
• Stakeholder Support, Inquiries & Strategic Initiatives (10%)
• Respond to internal and external inquiries related to reported or filed regulatory data, including questions from auditors, regulators, senior management, and internal stakeholders.
• Assist in the preparation of explanations, exhibits, and supporting materials for regulatory exams, internal audits, model validations, and management reviews.
• Support Finance Transformation initiatives, regulatory reporting system enhancements, data migrations, and other bank‑wide projects impacting regulatory reporting processes or data flows.
• Collaborate cross‑functionally with Regulatory Reporting, Accounting Policy, Risk, Capital Management, Data Governance, and Technology teams to support change initiatives and…