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Senior Field Supervision Director - Heightened Supervision

Job in Tempe, Maricopa County, Arizona, 85285, USA
Listing for: Edward Jones
Full Time position
Listed on 2026-07-08
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance
  • Management
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below

What You’ll Do

  • Decision making is evidenced in supervisory records and subject to regulatory scrutiny.
  • Partner and serve as a resource to other Field Supervision Directors.
  • Advance knowledge and expertise of industry regulations and firm policies.
  • Guide Branch Teams in building a successful and compliant business.
What Experience You’ll Need
  • FINRA Series 7 license is required.
  • FINRA Series 66 license or equivalent is required.
  • FINRA Series 24 license is required.
  • FINRA Series 9 & 10 are required.
  • Leadership, analytical, investigative, and decision‑making skills are required.
What Could Set You Apart
  • Bachelor’s degree or equivalent experience.
  • 6 years of industry experience or 4 years of supervisory experience.
Location Requirements

Candidates that live within a commutable distance from our Tempe, AZ and St. Louis, MO home office locations are expected to work in the office four days per week.

Benefits

Edward Jones’ compensation and benefits package includes medical and prescription drug, dental, vision, voluntary benefits such as accident, hospital indemnity, and critical illness, short‑and long‑term disability, basic life, and basic AD&D coverage. Short‑and long‑term disability, basic life, and basic AD&D coverage are provided at no cost to associates. Edward Jones offers a 401k retirement plan and tax‑advantaged accounts: health savings account, and flexible spending account.

Edward Jones observes ten paid holidays and provides 15 days of vacation for new associates beginning on January 1 of each year, as well as sick time, personal days, and a paid day for volunteerism. Associates may be eligible for bonuses and profit sharing. All associates are eligible for the firm’s Employee Assistance Program.

EEO Statement

Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.

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Position Requirements
10+ Years work experience
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