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Trading Operations Specialist: Risk, Controls & Data
Job in
Tempe, Maricopa County, Arizona, 85285, USA
Listed on 2026-08-03
Listing for:
Edward Jones
Full Time
position Listed on 2026-08-03
Job specializations:
-
Finance & Banking
Financial Compliance, Risk Manager/Analyst, Regulatory Compliance Specialist, Banking & Finance
Job Description & How to Apply Below
Edward Jones in Tempe, AZ seeks an Overlay Trade Operations specialist to support the UMA Program's trading lifecycle by managing controls, overseeing exceptions, and ensuring regulatory compliance. The role emphasizes risk mitigation and process improvement across trading operations.
Candidates should have 4+ years in financial services, strong problem solving, compliance awareness, and proficiency with Excel, SQL, and Power BI to analyze data and implement controls. Local candidates preferred.
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