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Impactful AML CDD & Referral Senior Analyst

Job in Tempe, Maricopa County, Arizona, 85285, USA
Listing for: LPL Financial LLC
Contract position
Listed on 2026-08-08
Job specializations:
  • Finance & Banking
    Financial Analyst, Risk Manager/Analyst, Financial Crime
Salary/Wage Range or Industry Benchmark: 85000 - 123000 USD Yearly USD 85000.00 123000.00 YEAR
Job Description & How to Apply Below

LPL Financial LLC is seeking an AML Compliance Senior Analyst to perform due diligence reviews and rapid risk assessments on prospective customers, triage referrals, and determine onboarding or decline decisions. The role requires strong AML knowledge and collaboration across the team.

The position emphasizes risk evaluation, escalation processes, and training junior colleagues within a fast-paced AML environment at LPL Financial.

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Position Requirements
10+ Years work experience
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