Branch Audit Team Lead—Risk & Compliance
Job in
Tempe, Maricopa County, Arizona, 85285, USA
Listed on 2026-08-30
Listing for:
Edward Jones
Full Time
position Listed on 2026-08-30
Job specializations:
-
Management
Regulatory Compliance Specialist -
Finance & Banking
Financial Compliance, Regulatory Compliance Specialist
Job Description & How to Apply Below
Edward Jones in Tempe, AZ is seeking a Branch Audit Team Leader to lead a team conducting risk assessments of financial advisor businesses and branch activities, including physical inspections and tailored consultations with Financial Advisors and Branch Office Administrators.
You will establish clear performance expectations, provide ongoing oversight to ensure audits are completed accurately and in line with regulatory requirements, and develop talent through training and coaching.
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