RIA Compliance Director: Filings & Disclosures Leadership
Listed on 2026-09-17
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Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Jobtailor seeks a senior RIA Compliance leader to manage a team of analysts and own corporate regulatory filings, including Form ADV and related disclosures. You will ensure timely preparation, review, and submission, and maintain the firm's disclosure governance program.
The ideal candidate has 10+ years in securities, deep knowledge of the Investment Advisers Act, and proven leadership to drive cross-department collaborations and regulatory compliance initiatives.
This role is for the RIA Compliance Director:
Filings & Disclosures Leadership role at Jobtailor.
This role, RIA Compliance Director:
Filings & Disclosures Leadership at Jobtailor, could be your next career step.
Are you ready to take on the RIA Compliance Director:
Filings & Disclosures Leadership role at Jobtailor?
We would love to welcome a new RIA Compliance Director:
Filings & Disclosures Leadership to our organisation in AZ, United States.
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