More jobs:
Senior Business Control Specialist – Enterprise Credit
Job in
Tempe, Maricopa County, Arizona, 85285, USA
Listed on 2026-09-15
Listing for:
Jobtailor
Full Time
position Listed on 2026-09-15
Job specializations:
-
Quality Assurance - QA/QC
Regulatory Compliance Specialist
Job Description & How to Apply Below
- Drive and execute internal control discipline and operational excellence within a Line of Business or Enterprise Control Function
- Provide analytical and administrative support for LOB- or ECF-specific processes and tools
- Monitor and test controls by evaluating data to identify, track, and report issues and control improvements
- Implement quality assurance and quality control processes
- Review transactions and loan documentation to confirm regulatory requirements, including Reg U, Reg W and FCRA
- Oversight the design and effectiveness of the risk and control environment
- Implement optimized controls and enhanced QA practices to support business continuity
- Conduct and coordinate quality inspection reviews
- Execute QA activities, manage cases, and report results
- Identify potential testing automation, procedural updates, thematic trends, test script updates, and coaching opportunities
- Support regulatory exams, internal audits, monitoring, and inspection reviews
- Evaluate inspection metrics for governance dashboard reporting
- Review documentation to ensure requirements are met
- Perform peer reviews to confirm compliance with policy and procedures
- Provide guidance and coaching on internal policy and designated regulation requirements
- 3-5 years of experience in risk management, compliance, underwriting or operations
- Ability to execute in a production environment with a positive, energetic attitude
- Ability to work independently and self-manage multiple tasks
- Familiarity with underwriting platforms such as Credit Center, GUS, Workplace
- Familiarity with document repository systems such as EDR and Squirrel
- Detailed oriented and demonstrated high regard for data accuracy
- Strong oral and written communication skills, including the ability to communicate effectively with leadership, Compliance and Audit
- Familiarity with commercial/corporate loan agreements
- Regulatory, audit, and/or issue management experience
Position Requirements
10+ Years
work experience
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×