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Regulatory Reporting Analyst: Securities & Data Insight
Job in
Lake Dallas, Denton County, Texas, 75065, USA
Listed on 2026-07-06
Listing for:
Saxon Global
Full Time
position Listed on 2026-07-06
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Job Title
Strong knowledge of securities, financial products, and the full trade lifecycle.
Hands-on experience with data analysis, reconciliation, and issue investigation.
Ability to work closely with technology, compliance, and operational teams.
Prior experience within broker-dealer regulatory reporting environments.
Familiarity with U.S. regulatory reporting regimes, particularly:
- LOPR (Large Options Positions Reporting)
- EBS (Electronic Blue Sheets)
- Rule 606 (Order Routing Disclosure)
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