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Senior Compliance Architect – LOD, Regulatory Strategy
Job in
Center, Shelby County, Texas, 75935, USA
Listed on 2026-07-07
Listing for:
Texas Capital
Full Time
position Listed on 2026-07-07
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Location: Center
Texas Capital is seeking a highly experienced Compliance Officer to lead compliance efforts within its Investment Bank. This role requires independent authority and strong leadership ability, operating across various business divisions. You will manage regulatory communications, oversee compliance programs, and ensure adherence to SEC and FINRA regulations.
The ideal candidate has at least 7 years of compliance experience, with expertise in equity trading and derivatives. This full-time role is based at the firm's headquarters in Dallas, Texas.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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