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Senior Legal Counsel, Asset Management & Regulation
Job in
Westlake, Tarrant County, Texas, USA
Listed on 2026-09-07
Listing for:
Charles Schwab
Full Time
position Listed on 2026-09-07
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist, Financial Law
Job Description & How to Apply Below
Charles Schwab is seeking a seasoned legal professional (JD required) with 5–10 years in a large broker-dealer or asset management firm. The role focuses on preparation of prospectuses, regulatory compliance for registered funds, and drafting/negotiating agreements with service providers.
The candidate will have strong drafting and negotiation skills, excellent written and verbal communication, and the ability to manage multiple projects while working with senior leaders and outside counsel.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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