Senior Manager, Internal Audit- Technologyy

Pay range: USD $ - $ / Year

We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of 'own your tomorrow' every day.

We champion our employee strengths, guide their development, and invest in their long‑term success. We hire optimistic, results‑oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.

As a company, we were established by Chuck over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.

The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks are adequately controlled, and to challenge Executive Management to improve the efficiency of governance processes, risk management, and internal controls.

The Corporate enterprise team is seeking a Senior IT Audit Manager primarily responsible for leading application audits. Application audits focus on automated functionality and data integrity that support business processes such as segregation of duties, configuration management, system interfaces, and data processing. The Corporate team is responsible for execution of audits over the firm's corporate and risk management functions. Corporate audits cover areas such as marketing, finance, treasury, accounting, vendor management, and human resources.

Risk Management audits cover areas such as compliance, credit, liquidity, interest rates, and operational risk management. The team also performs testing to confirm remediation of audit issues and regulatory issues.

Reporting to the Director of the Corporate Enterprise Team, the Senior IT Audit Manager will have responsibility for the independent and objective assurance activity designed to improve the organization's operations and compliance with key regulations by evaluating and improving the efficiency of risk management, control, and governance processes. This position is also responsible for working with auditing resources provided by an external co‑sourcing provider.

This individual will not have administrative responsibilities for direct reports. As a Senior Manager this individual will also work on department wide initiatives and run the larger and/or more complex audits.

• Audit Execution:
  • Direct and supervise the design and execution of application testing within integrated internal audits, ensuring work is performed in accordance with IIA standards and IAD policies and procedures.
  • Participate in an audit team may include internal or co‑sourced internal audit professionals.
  • Lead meetings with partners.
  • Ensure coordination with operational and data analytic audit teams.
  • Prepare and/or review work papers to ensure clear identification of risks and issues, validating appropriateness of fieldwork testing, and sign‑off on audit deliverables.
  • Handle and advance changes in audit timelines, budget, resourcing, and achievements.
  • Assess the quality of management's Risk & Control Self‑Assessments; and support the assessment of the operational risk management program that leads the RCSA program.
• Issues Identification: Review draft issue observations, vet issues with key partners, identify compensating controls, and evaluate the appropriateness of the management action plan prior to finalizing the audit report.
• Issue…