Financial Solutions Advisor Registration - CA Coastal Market

Job Overview:
The role is subject to SAFE Act registration. Employees must register with the federal registry system and maintain good standing. Failure to maintain registration may result in immediate termination.

• Obtain Securities Industry Essentials (SIE) license within 30 days of hire.
• Obtain Series 7 and Series 66 licenses (or Series 65 accepted for 66) within 120 days.
• Register for and comply with SAFE Act requirements for residential loan mortgage originations.
• Build, manage, and deepen client relationships across a portfolio of banking and investment accounts.
• Provide comprehensive financial advice, conduct client reviews, and present solutions to help achieve financial goals.
• Collaborate with core banking and investment partners to deliver integrated solutions.
• Maintain high standards of ethics, risk management, and client confidentiality in all interactions.

• Self‑disciplined in time and capacity management.
• Experience cultivating client relationships and recommending solutions.
• Excellent communication and collaboration skills; results‑driven mindset.
• Ability to manage multiple tasks simultaneously and adapt to new technology.
• Minimum:
  High school diploma or equivalent; bachelor’s degree and/or at least one year of financial services or sales experience preferred.
• Preferred:
  Current FINRA Securities Industry Essentials (SIE) license.

Bank of America is an equal‑opportunity employer. All hiring decisions are made without regard to protected characteristics such as race, color, religion, sex, nationality, age, disability, or veteran status.