Registered Client Associate – Wealth Management
Job in
Toms River, Ocean County, New Jersey, 08757, USA
Listed on 2026-09-16
Listing for:
Jobtailor
Full Time
position Listed on 2026-09-16
Job specializations:
-
Finance & Banking
Wealth Management, Financial Advisor / Consultant, Banking & Finance, Financial Sales
Job Description & How to Apply Below
- Provides excellent Client Service to the bank's clients through educating them on all of the bank's service and banking offerings
- Ensures timeliness, accuracy, and completeness in client materials and follows up on all client and Financial Advisor (FA) requests
- Assists with ensuring practices are in alignment with the bank's policies and procedures to support operational excellence, protect the bank's clients, and manage risk
- Identifies, deepens, and maintains client relationships through emphasizing the bank's offerings and promoting incorporation of banking into day-to-day practices, while communicating outputs to the FA
- Supports day-to-day team activities and needs including covering roles in times of absence or seasonal need increases, while leading with a client first mindset
- Currently holds FINRA Securities Industry Essentials (SIE), Series 7, and Series 66 (63 and 65 accepted in lieu of 66)
- Possesses advanced industry knowledge and an understanding of investment products
- Is an enthusiastic, highly motivated self-starter with a strong work ethic and an intense focus on results
- Demonstrates a client-centric mindset, always acting in the best interest of the client
- Has the ability to learn and adapt to new information and technology platforms
Demonstrates expertise in client service and relationship management while ensuring compliance with banking policies and procedures. Holds essential FINRA certifications and possesses advanced knowledge of investment products to effectively support clients and Financial Advisors.
Highest-signal resume keywords- FINRA Securities Industry Essentials (SIE)
- Series 7
- Series 66
- Client-Centric Mindset
- Advanced Industry Knowledge
- Investment Products Knowledge
- Client Relationship Management
- Operational Excellence
- Risk Management
- Timeliness and Accuracy in Client Materials
- Enthusiastic Self-Starter
- Strong Work Ethic
- Adaptability to New Information
- Results-Oriented Focus
- FINRA Securities Industry Essentials (SIE)
- Series 7
- Series 66
- Client Service
- Banking Offerings
- Financial Advisor (FA) Support
- Compliance
- Operational Procedures
Position Requirements
10+ Years
work experience
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×